Form D · Other Investment Fund

Brevan Howard Investment Fund

Senningerberg, N4 · CIK 0001604666

Offering snapshot reported Apr 27, 2015 · SEC filing

Reported sold
$326M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Feb 10, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$163M$326MApr 28, 2014: $325,994,077.00Apr 28, 2014Apr 27, 2015: $326,298,880.00Apr 27, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$325,994,077 → $326,298,880
  • Reported investors1 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2015Amendment$326,298,880$304,803vs Apr 28, 20143SEC filing
Apr 28, 2014Initial$325,994,077No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$612K (estimated)
Form D file number
021-216338
The Investment Manager will pay a monthly fee, which may vary from time to time, to the placement agents. Fees listed above represent fees for all investors across all share classes that was paid for the calendar year 2014.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed Apr 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BREVAN HOWARD LIQUID PORTFOLIO STRATEGIES - BREVAN HOWARD DYNAMIC US INVESTMENT FUND

Investment adviser: BREVAN HOWARD CAPITAL MANAGEMENT, LP

Gross asset value
$54.3M
Beneficial owners
4
ADV minimum commitment
$25K

Reported in Form ADV on Feb 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Auditor KPMG DUBLIN, Ireland
Auditor KPMG AUDIT SARL LUXEMBOURG, Luxembourg
Custodian STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1071577 · Feb 8, 2017 · Schedule D 7.B.(1), fund 805-4066450791

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Brevan Howard Asset Management Llp Promoter
N/A Brevan Howard Capital Management Lp Executive
N/A Brevan Howard Investment Products Limited Executive
Justin Egan Director
Paul Guillaume Director
Philippe Lespinard Director
Tracey Mc Dermott Director
Jev Mehmet Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brevan Howard Investment Fund 6 C Route De Treves
Senningerberg, N4, L2633