Form D · Hedge Fund

BREVAN HOWARD EQUITY STRATEGIES FUND LTD

Jersey, Channel Islands, X0 · CIK 0001403021

Offering snapshot reported Mar 16, 2011 · SEC filing

Reported sold
$949M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$546M$1.09BMar 13, 2009: $1,091,869,166.00Mar 13, 2009Mar 15, 2010: $902,217,523.00Mar 15, 2010Mar 16, 2011: $948,690,181.00Mar 16, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$902,217,523 → $948,690,181
  • Reported investors96 → 100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2011Amendment$948,690,181$46,472,658vs Mar 15, 2010100SEC filing
Mar 15, 2010Amendment$902,217,523-$189,651,643vs Mar 13, 200996SEC filing
Mar 13, 2009Amendment$1,091,869,166No comparisonNot reportedSEC filing
May 9, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jun 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$937K (estimated)
Form D file number
021-104460
The Investment Manager will pay a monthly fee, which may vary from time to time, to the placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed Mar 16, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Capital Management, L.P. Promoter
N/A Brevan Howard Offshore Mangement Limited Promoter
Fabrizio Gallo Director
J. Dennis Hunter Director
Dennis Hunter Director
Nagi Kawkabani Director
Philippe Lespinard Director
Bruce Levitt Director
Jonas Rinne Director
Phil Schmitt Director
Gunther Thumann Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brevan Howard Capital Management, L.P. 4 Th Floor, One Esplanade, St Helier
Jersey, Channel Islands, X0, JE2 3QA