Form D · Other Investment Fund

Brevan Howard CMBS Fund Ltd

Grand Cayman, E9 · CIK 0001550878

Offering snapshot reported May 15, 2014 · SEC filing

Reported sold
$402M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$50M
Reported outside-investor minimum
First sale
May 15, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$340M$679MMay 25, 2012: $679,020,000.00May 25, 2012May 15, 2013: $401,861,046.00May 15, 2013May 15, 2014: $401,861,046.00May 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2014Amendment$401,861,046$0vs May 15, 20137SEC filing
May 15, 2013Amendment$401,861,046-$277,158,954vs May 25, 20127SEC filing
May 25, 2012Initial$679,020,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$617K (estimated)
Form D file number
021-178829
The Investment Manager will pay a monthly fee, which may vary from time to time, to the placement agent. Fees listed above represent fees paid during the calendar year 2013.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed May 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Capital Management, L.P. Promoter
N/A Brevan Howard General Partner Limited Executive
Dennis J. Hunter Director
Philippe Lespinard Director
Phillipe Lespinard Director
Bruce Levitt Director
Jonas Rinne Director
Phil Schmitt Director
Risto Silander Director
James Vernon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brevan Howard Cmbs Fund Ltd Ugland House, South Church Street
Grand Cayman, E9, KY1-1104