Form D · Hedge Fund

BREVAN HOWARD ASIA FUND LTD

Grand Cayman, E9 · CIK 0001403020

Offering snapshot reported Mar 4, 2019 · SEC filing

Reported sold
$989M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.44B$2.88BMar 13, 2009: $1,984,360,102.00Mar 13, 2009Mar 15, 2010: $1,984,360,102.00Mar 16, 2011: $2,346,519,735.00Mar 19, 2012: $2,882,111,647.00Mar 18, 2013: $529,355,081.00Mar 18, 2014: $839,534,813.00Mar 18, 2015: $836,274,677.00Mar 15, 2016: $888,796,795.00Mar 15, 2017: $935,161,722.00Mar 2, 2018: $986,861,722.00Mar 4, 2019: $989,475,216.00Mar 4, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$986,861,722 → $989,475,216
  • Reported investors52 → 53

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2019Amendment$989,475,216$2,613,494vs Mar 2, 201853SEC filing
Mar 2, 2018Amendment$986,861,722$51,700,000vs Mar 15, 201752SEC filing
Mar 15, 2017Amendment$935,161,722$46,364,927vs Mar 15, 201652SEC filing
Mar 15, 2016Amendment$888,796,795$52,522,118vs Mar 18, 201549SEC filing
Mar 18, 2015Amendment$836,274,677-$3,260,136vs Mar 18, 201449SEC filing
Mar 18, 2014Amendment$839,534,813$310,179,732vs Mar 18, 201350SEC filing
Mar 18, 2013Amendment$529,355,081-$2,352,756,566vs Mar 19, 201244SEC filing
Mar 19, 2012Amendment$2,882,111,647$535,591,912vs Mar 16, 2011349SEC filing
Mar 16, 2011Amendment$2,346,519,735$362,159,633vs Mar 15, 2010211SEC filing
Mar 15, 2010Amendment$1,984,360,102$0vs Mar 13, 2009180SEC filing
Mar 13, 2009Amendment$1,984,360,102No comparisonNot reportedSEC filing
Jun 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$243K (estimated)
Form D file number
021-104461
The Investment Manager will pay a monthly fee, which may vary from time to time, to the placement agent. Fees listed above represent estimated fees paid during the calendar year 2018.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed Mar 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Capital Management Lp Executive
N/A Brevan Howard Capital Management, L.P. Executive
N/A Brevan Howard Offshore Management Limited Executive
Kaspar Ernst Director
Dennis J. Hunter Director
Philippe Lespinard Director
Bruce Levitt Director
James Morrison Director
Jonas Rinne Director
Felix Rubel Director
Phil Schmitt Director
Risto Silander Director
James Vernon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brevan Howard Asia Fund Ltd Ugland House, South Church Street
Grand Cayman, E9, KY1-1104