Form D · Private Equity Fund

BRENTWOOD ASSOCIATES PRIVATE EQUITY VI-A, L.P.

Los Angeles, CA · CIK 0001691440

Offering snapshot reported May 19, 2017 · SEC filing

Reported sold: $984M
Investors reported: 28
Minimum accepted: $0
First sale: Dec 23, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 28

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 19, 2017	Amendment	$983,657,143	No comparison	28	SEC filing
Dec 22, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-276942

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total amounts listed above are aggregated with Brentwood Associates Private Equity VI, L.P.

Placement agent fees are to be paid based upon an established fee schedule. The amount of such fees is contingent on various factors. Such fees offset the management fee payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
PARK HILL GROUP LLC	135898

Source: Form D, filed May 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRENTWOOD ASSOCIATES PRIVATE EQUITY VI-A, L.P.

Investment adviser: BRENTWOOD PRIVATE EQUITY, LLC

Gross asset value: $553M
Beneficial owners: 32
ADV minimum commitment: $10M

Reported in Form ADV on Apr 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES, INC. EVANSVILLE, Indiana, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian JPMORGAN CHASE BANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian PNC BANK PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81

PNC BANK
LEI AD6GFRVSDT01YPT1CS68

Filing source

Form ADV 2099548 · Apr 28, 2026 · Schedule D 7.B.(1), fund 805-4908112677

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rahul Aggarwal	Executive, Promoter
William M. Barnum, Jr.	Executive, Promoter
Roger V. Goddu	Executive, Promoter
Steven W. Moore	Executive, Promoter
Eric G. Reiter	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11150 Santa Monica Boulevard, Suite 1200
Los Angeles, CA, 90025