Form D · Other Investment Fund
BREF VI Note Issuer L.P.
Grand Cayman, E9 · CIK 0001883903
Offering snapshot reported Sep 23, 2021 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 23, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-414318
The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Reg. D, Reg. S and/or other available exemptions and includes amounts paid to Brookfield affiliates
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| Brookfield Private Capital (UK) Limited | None | |
| Brookfield Investment Management (Canada) Inc. | None | |
| Brookfield Singapore Pte. Ltd | None | |
| Brookfield Advisors (Hong Kong) Ltd | None | |
| KB Securities Co., Ltd. | None |
Source: Form D, filed Sep 23, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrea Balkan | Executive |
| Nailah Flake Brown | Executive |
| John Y. Lee | Executive |
| Mark Srulowitz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104