Form D · Other

BREAKWATER RESOURCES LTD

Toronto, A6 · CIK 0000782875

Offering snapshot reported Jan 10, 2011 · SEC filing

Reported sold
$630K
Offering amount: $630K
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 30, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2011Initial$630,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$31.5K (estimated)
Finders' fees
$0
Form D file number
021-153409
Converted to U.S. dollars based on an exchange rate of CDN$1.00=US$1.00, as reported by the Bank of Canada on December 30, 2010.
Converted to U.S. dollars based on an exchange rate of CDN$1.00=US$1.00, as reported by the Bank of Canada on December 30, 2010.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GMP SecuritiesNoneGriffiths McBurney Corp. · CRD 40620

Source: Form D, filed Jan 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laurence Curtis Director
Joanne Ferstman Director
Jonathan Goodman Director
Ned Goodman Director
Steve Hayes Executive
Fred Hermann Executive
John W. Ivany Director
W. Murray John Director
Dave Langille Executive
Garth A.C. Mac Rae Director, Executive
David M. Petroff Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
95 Wellington Street, Suite 950
Toronto, A6, M5J 2N7