Form D · Other
Breakwater Chicago LLC
Chicago, IL · CIK 0001577013
Offering snapshot reported May 29, 2019 · SEC filing
- Reported sold
- $677K Offering amount: $677K
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Feb 16, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$500,000 → $676,808
- Reported investors11 → 14
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 29, 2019 | Amendment | $676,808 | $176,808vs May 7, 2018 | 14 | SEC filing |
| May 7, 2018 | Initial | $500,000 | No comparison | 11 | SEC filing |
| Jan 5, 2017 | Amendment | $120,500 | No comparison | 10 | SEC filing |
| Feb 23, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 19, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 24, 2015 | Amendment | $1,000,000 | No comparison | 0 | SEC filing |
| Sep 3, 2013 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 15, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Option to acquire
- Exemptions
- 04
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-311782
Adjustment of offering to reflect closing amount on this offering.
No sales commissions or finders' fees were paid in conjunction with this offering.
Source: Form D, filed May 29, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Elizabeth Bell | Executive |
| Beau Patrick D'arcy | Director, Executive |
| Beau D Arcy | Executive |
| Ashvin Lad | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
222 W Merchandise Mart Plaza Suite 1212
Chicago, IL, 60654
Chicago, IL, 60654