Form D · Hedge Fund

BRC Special Situations Fund, LP

Los Angeles, CA · CIK 0001594895

Offering snapshot reported Jan 26, 2015 · SEC filing

Reported sold
$839K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 3, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 26, 2015Amendment$839,111No comparison3SEC filing
Jan 7, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-209395

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
B. Riley & Co., LLC40355

Source: Form D, filed Jan 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRC SPECIAL SITUATIONS FUND, LP

Investment adviser: B. RILEY CAPITAL MANAGEMENT, LLC

Gross asset value
$3.02M
Beneficial owners
5
ADV minimum commitment
$500K

Reported in Form ADV on Sep 4, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer B. RILEY & CO., LLC LOS ANGELES, California, United States Related to adviser: Yes
Prime broker B. RILEY & CO., LLC LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

B. RILEY & CO., LLC
CRD 40355 · SEC 8-49016

B. RILEY & CO., LLC
CRD 40355 · SEC 8-49016

Filing source

Form ADV 945490 · Sep 4, 2015 · Schedule D 7.B.(1), fund 805-1692177675

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas Capuano Executive
Bryant R. Riley Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11100 Santa Monica Boulevard Suite 800
Los Angeles, CA, 90025