Form D · Other
BRAZAURO RESOURCES CORP
Houston, TX · CIK 0000908177
Offering snapshot reported Nov 18, 2009 · SEC filing
- Reported sold
- $597K Offering amount: $1.06M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 19, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2009 | Initial | $596,669 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $27.6K
- Finders' fees
- $0
- Form D file number
- 021-90817-7F
(c) represents potential exercise price of warrants issued to U.S. investors.
Commission was paid only with respect to institutional accredited investors; agents received 42,400 warrants, exercisable to purchase units described in Item 9 at $.65 per unit, in addition to the cash commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Partners Inc. | None | |
| Industrial Alliance Securities Inc. | None |
Source: Form D, filed Nov 18, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Greg Chorny | Director |
| Patrick Glacier | Director |
| Brian C. Irwin | Director |
| Mark E. Jones Iii | Director, Executive |
| James J. Komadina | Executive |
| Leendert G. Krol | Executive |
| Roger David Morton | Director |
| Elton Pereira | Executive |
| John S. Segner | Director |
Issuer details
Industry: Other (See others in industry)
Address:
16360 Park Ten Place Suite 217
Houston, TX, 77084
Houston, TX, 77084