Form D · Hedge Fund

Bravo Fund

Hamilton Hm 12, D0 · CIK 0001390824

Offering snapshot reported May 5, 2011 · SEC filing

Reported sold
$60M
Offering amount: $500M
Investors reported
4
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30M$60MApr 2, 2009: $59,000,000.00Apr 2, 2009May 12, 2010: $59,000,000.00May 12, 2010May 5, 2011: $60,000,000.00May 5, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,000,000 → $60,000,000
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2011Amendment$60,000,000$1,000,000vs May 12, 20104SEC filing
May 12, 2010Amendment$59,000,000$0vs Apr 2, 20093SEC filing
Apr 2, 2009Amendment$59,000,000No comparisonNot reportedSEC filing
Feb 15, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-100372
Redeemable shares

Source: Form D, filed May 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRAVO FUND

Investment adviser: SYMPHONY ASSET MANAGEMENT LLC

Gross asset value
$1.53M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Apr 3, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS SAN FRANCISCO, California, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NA NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 638059 · Apr 3, 2012 · Schedule D 7.B.(1), fund 805-4424348785

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
David Bree Director
David G. Cooper Director
Ronan Guilfoyle Director
Abali Hoilett Director
Ernest A. Morrison Director
Jeffrey L. Skelton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bny Mellon Alternative Inv Svcs Ltd. 129 Front Street, 4 Th Floor
Hamilton Hm 12, D0, 00000