Form D · Agriculture
Brasstown Funding II LLC
Brevard, NC · CIK 0001584940
Offering snapshot reported Feb 5, 2018 · SEC filing
- Reported sold
- $2.76M Indefinite offering
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Sep 26, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$411,083 → $2,757,750
- Reported investors3 → 19
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2018 | Amendment | $2,757,750 | $2,346,667vs Sep 26, 2017 | 19 | SEC filing |
| Sep 26, 2017 | Initial | $411,083 | No comparison | 3 | SEC filing |
| Mar 2, 2017 | Amendment | $10,698,000 | $2,835,000vs Mar 4, 2016 | 36 | SEC filing |
| Mar 4, 2016 | Amendment | $7,863,000 | $3,585,000vs Mar 5, 2015 | 29 | SEC filing |
| Mar 5, 2015 | Amendment | $4,278,000 | $4,028,000vs Aug 23, 2013 | 19 | SEC filing |
| Aug 23, 2013 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $22.1K
- Finders' fees
- $0
- Form D file number
- 021-295447
Up to $5,500,000 of senior secure notes to be outstanding at any given time
4% of funds raised for new investors; 3% for a a roll-over investment. For investment exchange to the new financing structure, commission is 3.0% of investment if the remaining maturity is less than or equal to 6 months and 2.0% if greater than 6 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Phillip Nash Roberts | 6182908 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Feb 5, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce V Roberts | Executive |
Issuer details
Industry: Agriculture (See others in industry)
Address:
100 Elks Club Road
Brevard, NC, 28712
Brevard, NC, 28712