Form D · Other Investment Fund

Branzan Alternative Opportunities Fund LLLP

Denver, CO · CIK 0001545936

Offering snapshot reported Jun 17, 2019 · SEC filing

Reported sold: $14.6M
Investors reported: 59
Minimum accepted: $0
First sale: Feb 21, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 17, 2019	Amendment	$14,620,363	$0vs Jun 19, 2018	59	SEC filing
Jun 19, 2018	Amendment	$14,620,363	$5,877,846vs May 21, 2012	59	SEC filing
May 21, 2012	Initial	$8,742,517	No comparison	40	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-178529

Source: Form D, filed Jun 17, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRANZAN ALTERNATIVE OPPORTUNITIES FUND, L.L.L.P.

Investment adviser: BRANZAN INVESTMENT ADVISORS, INC.

Gross asset value: $7.52M
Beneficial owners: 24
ADV minimum commitment: $50K

Reported in Form ADV on Jun 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CAUSEY DEMGEN & MOORE P.C. DENVER, Colorado, United States

Custodian TD AMERITRADE, INC. DENVER, Colorado, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. DENVER, Colorado, United States Related to adviser: No

Prime broker TD AMERITRADE, INC. DENVER, Colorado, United States

Prime broker UBS FINANCIAL SERVICES INC. DENVER, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CAUSEY DEMGEN & MOORE P.C.
PCAOB 647

TD AMERITRADE, INC.
SEC 8-23395

UBS FINANCIAL SERVICES INC.
SEC 8-16267

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 1331334 · Jun 25, 2019 · Schedule D 7.B.(1), fund 805-2350799687

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John, Jr. G. Brant	Executive
John G. Brant	Executive
John G. Brant, Jr.	Executive
N/A Branzan Investment Advisors, Inc.	Promoter
Thomas E. Zanecchia	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1600 Broadway Suite 1460
Denver, CO, 80202