Form D · Residential
BR VALLEY TOWNHOMES DST
New York, NY · CIK 0001446280
Offering snapshot reported Jul 14, 2010 · SEC filing
- Reported sold
- $17.9M Offering amount: $19.6M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jul 31, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$17,096,584 → $17,909,634
- Reported investors49 → 54
- Minimum accepted$50,000 → $1,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2010 | Amendment | $17,909,634 | $813,050vs Oct 26, 2009 | 54 | SEC filing |
| Oct 26, 2009 | Amendment | $17,096,584 | No comparison | 49 | SEC filing |
| Sep 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-122919
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Katherine Kirkpatrick | 4530467 | American Independent Securities · CRD 135288 |
| Brian Levy | 4929320 | Regent Capital Group · CRD 126881 |
| James Mendell | 4667733 | Omni Brokerage · CRD 16878 |
| Mike Bendix | 5379777 | Omni Brokerage · CRD 16878 |
| Brian Scott Gross | 5351706 | Cap West Securities · CRD 30002 |
| Rex Bland | 2442941 | CapWest Securities · CRD 30002 |
| Robert Tweed | 2339324 | CapWest Securities · CRD 30002 |
| Cheryl Kitashima | 729389 | Centaurus Financial · CRD 30833 |
| Stan Kitashima | 2704782 | Centaurus Financial · CRD 30833 |
| John Anderson | 2602329 | Geneos Wealth Management · CRD 120894 |
| Joseph Sterling | 1101378 | Geneos Wealth Management · CRD 120894 |
| Michael McGregor | 2263066 | Harrison Douglas · CRD 16515 |
| David Elhoff | 855864 | Independent Financial Group · CRD 7717 |
| Dwight Kay | 5376903 | Independent Financial Group · CRD 7717 |
| Jinn Chao | 4384099 | Independent Financial Group · CRD 7717 |
| Kenneth Miles | 812979 | Independent Financial Group · CRD 7717 |
| Rena Morris | 4867589 | Independent Financial Group · CRD 7717 |
| Roger Zajicek | 862710 | Investors Capital · CRD 30613 |
| Tom Progin | 4850792 | K-One Investment Co. · CRD 16156 |
| Gary Flater | 1049132 | MCL Financial · CRD 41180 |
| Gordon Yee | 2339698 | National Securities · CRD 7569 |
| David Waal | 1226437 | Omni Brokerage · CRD 16878 |
| J R Broadbent | 3132498 | Omni Brokerage · CRD 16878 |
| John Harvey | 4227692 | Omni Brokerage · CRD 16878 |
| Padma Chintapalli | 3041617 | Omni Brokerage · CRD 16878 |
| Robert Vonderharr | 1556834 | Omni Brokerage · CRD 16878 |
| Rich Wagner | 3132498 | Omni Brokerage · CRD 16878 |
| Rocco Cortese | 4681807 | Omni Brokerage · CRD 16878 |
| Eric Schindler | 1439999 | Pacific West Securities · CRD 6390 |
| Jeffrey Scott | 2277984 | Pacific West Securities · CRD 6390 |
| Michael Steinthal | 435071 | Primex · CRD 29394 |
| Barrett Brown | 2416735 | Regent Capital Group · CRD 126881 |
| Jessie Torres | 5554349 | T R Winston · CRD 10571 |
| Adam Stern | 5473903 | Welton St Investments · CRD 132111 |
| Bill Keyserling | 5334124 | Welton St Investments · CRD 132111 |
| Brett O'Keefe | 5087640 | Welton St Investments · CRD 132111 |
| Cilff Gustin | 5108462 | Welton St Investments · CRD 132111 |
| Greg Cohn | 5071328 | Welton St Investments · CRD 132111 |
Source: Form D, filed Jul 14, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patricia S Anderson | Executive |
| James G Babb Iii | Executive |
| X Bluerock Real Estate, Llc | Promoter |
| X Br Valley Lease Co, Llc | Executive |
| R. Ramin Kamfar | Executive, Promoter |
| R Ramin Kamfar | Executive |
| Michael L Konig | Executive |
| Jerold E Novacek | Executive |
| Jordan B Ruddy | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
399 Park Avenue 32nd Floor
New York, NY, 10022
New York, NY, 10022