Form D · Hedge Fund

BR SPAC OPPORTUNITY FUND, LP

Los Angeles, CA · CIK 0001679299

Offering snapshot reported Jul 2, 2018 · SEC filing

Reported sold
$18.5M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 28, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2018Amendment$18,500,000No comparison11SEC filing
Jul 14, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-266983

Source: Form D, filed Jul 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BR SPAC OPPORTUNITY FUND, LP

Investment adviser: B. RILEY CAPITAL MANAGEMENT, LLC

Gross asset value
$12.9M
Beneficial owners
11
ADV minimum commitment
$250K

Reported in Form ADV on Apr 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MG STOVER DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer B. RILEY FBR, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SPICER JEFFRIES, LLP
PCAOB 349

B. RILEY FBR, INC.
CRD 25027 · SEC 8-41426

Filing source

Form ADV 1214811 · Apr 30, 2018 · Schedule D 7.B.(1), fund 805-1511416639

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A Division Of B. Riley Capital Management, Llc B. Riley Asset Management Promoter
Sole Member B. Riley Capital Management, Llc Promoter
General Partner Br Spac Capital Management, Llc Promoter
Alan Forman Director, Executive
Mark Klein Promoter
Michael Markunas Executive
Michael Mc Coy Executive
Jonathan Mitchell Director
Kelleher Tom Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11100 Santa Monica Blvd. Suite 800
Los Angeles, CA, 90025