Form D · Residential
BR PLAZA GARDENS DST
New York, NY · CIK 0001456294
Offering snapshot reported Jun 22, 2010 · SEC filing
- Reported sold
- $5.05M Offering amount: $8.62M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $37.7K Reported outside-investor minimum
- First sale
- Dec 9, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2010 | Amendment | $5,051,536 | No comparison | 30 | SEC filing |
| Feb 10, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $354K
- Finders' fees
- $0
- Form D file number
- 021-126987
Beneficial Interests in a Delaware Statutory Trust
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| David Rumsey | 5461014 | Pacific West Securities · CRD 6390 |
| Wes Larson | None | Pacific West Securities · CRD 6390 |
| Donna Stevenson | 2856535 | Pacific West Securities · CRD 6390 |
| E. Richard Giglio | 2457836 | K-One Investment |
| Mike Bendix | 5379777 | Omni Brokerage · CRD 16878 |
| Matt Shannahan | None | American Independent Securities Group · CRD 135288 |
| Meridee Olsen | 4509924 | Omni Brokerage · CRD 16878 |
| Ryan Smith | 4340304 | OMNI Brokerage · CRD 16878 |
| John Kosmicki | 2093885 | Questar Capital · CRD 43100 |
| Greg Collins | None | American Portfolios · CRD 18487 |
| George Veater | 1482361 | Sigma Financial · CRD 14303 |
| Michael Blackmore | 2879954 | Sammons Financial · CRD 115368 |
| Jim Mohan | 2449709 | Sammons Financial · CRD 115368 |
| Jim Weishaar | 2537959 | Sammons Financial · CRD 115368 |
| Joseph Insalaco | 2978175 | OMNI Brokerage · CRD 16878 |
| Janet Stanley | 4877898 | Questar Capital · CRD 43100 |
| Cheryl Kitashima | 729389 | Centaurus Financial · CRD 30833 |
| Stan Kitashima | 2704782 | Centaurus Financial · CRD 30833 |
| John Hutcherson | 1052546 | Ameriprise Financial · CRD 6363 |
| Daniel McPherson | 4964802 | Sammons Financial · CRD 115368 |
| Padma Chintapalli | 3041617 | OMNI Brokerage · CRD 16878 |
| Jack Creighton | 1495897 | OMNI Brokerage · CRD 16878 |
| Les Goldstein | 1300590 | Sigma Financial · CRD 14303 |
Source: Form D, filed Jun 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patricia S Anderson | Executive |
| James G Babb Iii | Executive |
| R. Ramin Kamfar | Executive |
| Michael L Konig | Executive |
| Jerold E Novacek | Executive |
| Br Plaza Gardens Manager, Llc | Promoter |
| Bluerock Real Estate, Llc | Promoter |
| Jordan B Ruddy | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
399 Park Avenue 32 Th Floor
New York, NY, 10022
New York, NY, 10022