Form D · Residential

BR DeSota, DST

New York, NY · CIK 0001777338

Offering snapshot reported Mar 4, 2020 · SEC filing

Reported sold
$37.3M
Offering amount: $37.3M
Investors reported
108
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 23, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.6M$37.3MMay 22, 2019May 31, 2019: $686,688.00Aug 16, 2019: $35,720,375.00Aug 16, 2019Aug 16, 2019: $36,470,375.00Mar 4, 2020: $37,268,912.00Mar 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,470,375 → $37,268,912
  • Reported investors102 → 108

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2020Amendment$37,268,912$798,537vs Aug 16, 2019108SEC filing
Aug 16, 2019Amendment$35,720,375$35,033,687vs May 31, 201992SEC filing
Aug 16, 2019Amendment$36,470,375$750,000vs Aug 16, 2019102SEC filing
May 31, 2019Amendment$686,688No comparison4SEC filing
May 22, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.76M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-340181
Beneficial interests in a Delaware statutory trust.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Bluerock Capital Markets LLC136974
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.18487
CAPULENT LLC155155
COURTLANDT SECURITIES CORPORATION137356
EMERSON EQUITY LLC130032
LIGHTPATH CAPITAL, INC34617
MCDERMOTT INVESTMENT SERVICES, LLC154926
MURIEL SIEBERT & CO., INC.5376
NEXTREND SECURITIES, INC.43710
PRIMEX29394
WEALTHFORGE SECURITIES, LLC152550
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.13609
SIGMA FINANCIAL CORPORATION14303
PARKLAND SECURITIES, LLC115368
CAPITAL INVESTMENT GROUP, INC.14752
COLORADO FINANCIAL SERVICE CORPORATION104343
CONCORDE INVESTMENT SERVICES, LLC151604
INFINEX INVESTMENTS, INC.35371
NEWBRIDGE SECURITIES CORPORATION104065
PURSHE KAPLAN STERLING INVESTMENTS35747
CABOT LODGE SECURITIES LLC159712
THE STRATEGIC FINANCIAL ALLIANCE, INC.126514
AMERITAS INVESTMENT CORP.14869
INVICTA CAPITAL LLC288101
CROWN CAPITAL SECURITIES, L.P.6312
CAMBRIDGE INVESTMENT RESEARCH, INC.39543
SAXONY SECURITIES, INC.115547
OAK TREE SECURITIES, INC.18126
CAPITAL INVESTMENT BROKERAGE, INC.40657
CENTAURUS FINANCIAL, INC.30833

Source: Form D, filed Mar 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sarah Girand Executive
Joshua M. Hoffman Executive
Caroline Johnson Executive
R. Ramin Kamfar Executive
Michael L. Konig Executive
Br De Sota Dst Manager Llc Executive
Bluerock Value Exchange Llc Promoter
Bluerock Real Estate L.L.C. Promoter
Ryan S. Mac Donald Executive
Jordan B. Ruddy Executive

Issuer details

Industry: Residential (See others in industry)

Address:
1345 Avenue Of The Americas, 32 Nd Floor
New York, NY, 10105