Form D · Investing
BR AVC Growth AI Fund LLC
Charleston, SC · CIK 0001945416
Offering snapshot reported Nov 5, 2024 · SEC filing
- Reported sold
- $5.64M Offering amount: $10M
- Investors reported
- 47 Form D · investor count
- Minimum accepted
- $40K Reported outside-investor minimum
- First sale
- Sep 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 47
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2024 | Amendment | $5,635,500 | No comparison | 47 | SEC filing |
| Sep 7, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $150K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-458111
Independent Brokerage Solutions LLC shall be paid a placement fee of 0.15% of the aggregate capital commitment to the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Independent Brokerage Solutions LLC | 153563 | Thomas E. Carroll · CRD 4992661 |
Source: Form D, filed Nov 5, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ballast Rock Avc Growth Fund Gp Llc | Executive |
| Thomas E. Carroll | Executive |
| Mat Kaliski | Executive |
| Simon O'shea | Executive |
| Joshua B. Siegel | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
460 King Street, Suite 200
Charleston, SC, 29403
Charleston, SC, 29403