Form D · Other Investment Fund
BPP F.1 Upper REIT Inc.
New York, NY · CIK 0001664586
Offering snapshot reported Feb 8, 2016 · SEC filing
- Reported sold
- $250K Offering amount: $250K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Jan 26, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2016 | Initial | $250,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $12.5K
- Finders' fees
- $0
- Form D file number
- 021-256984
Series A Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H&L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H&L Equities, LLC · CRD 113794 |
| Phyllis Johnson | 1020488 | H&L Equities, LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H&L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H&L Equities, LLC · CRD 113794 |
Source: Form D, filed Feb 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| A.J. Agarwal | Executive |
| Anthony Beovich | Executive |
| N/A Blackstone Property Associates L.L.C. | Promoter |
| N/A Blackstone Property Associates L.P. | Promoter |
| N/A Blackstone Property Partners F.1 L.P. | Promoter |
| Kenneth Caplan | Executive |
| Frank Cohen | Executive |
| Giovanni Cutaia | Executive |
| Jonathan Gray | Executive |
| Wesley Le Patner | Director, Executive |
| Kathleen Mc Carthy | Director, Executive |
| Paul Quinlan | Executive |
| William Stein | Executive |
| Judy Turchin | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
345 Park Avenue
New York, NY, 10154
New York, NY, 10154