Form D · Other Investment Fund

BPG INVESTMENT PARTNERSHIP IX, L.P.

Yardley, PA · CIK 0001531218

Offering snapshot reported Dec 20, 2013 · SEC filing

Reported sold
$310M
Offering amount: $310M
Investors reported
66
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 27, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$155M$310MOct 6, 2011: $105,300,000.00Oct 6, 2011Aug 16, 2012: $213,550,000.00Aug 16, 2012Oct 26, 2012: $135,670,000.00Dec 20, 2013: $309,800,000.00Dec 20, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$105,300,000 → $309,800,000
  • Reported investors14 → 66

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 20, 2013Amendment$309,800,000$204,500,000vs Oct 6, 201166SEC filing
Oct 26, 2012Amendment$135,670,000-$77,880,000vs Aug 16, 201222SEC filing
Aug 16, 2012Amendment$213,550,000$108,250,000vs Oct 6, 201120SEC filing
Oct 6, 2011Initial$105,300,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166831

Source: Form D, filed Dec 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BPG INVESTMENT PARTNERSHIP IX, L.P.

Investment adviser: EQUUS CAPITAL PARTNERS, LTD.

Gross asset value
$259K
Beneficial owners
67
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1747612 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-6172498044

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Limited Partnership Bergen Gp9 Executive
Llc Bergen Gp Nine Executive
Daniel M Dilella Executive
Barry Howard Executive
Arthur Pasquarella Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
770 Township Line Rd Ste 150
Yardley, PA, 19067