Form D · Other Investment Fund

Bow River Capital OZ 1, LLC

Denver, CO · CIK 0001767368

Offering snapshot reported Feb 8, 2019 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $500K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 8, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-332463

Source: Form D, filed Feb 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BOW RIVER CAPITAL OZ I, LLC

Investment adviser: BOW RIVER ASSET MANAGEMENT, LLC

Gross asset value: $32.3M
Beneficial owners: 44
ADV minimum commitment: $250K

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CLIFTONLARSONALLEN LLP MINNEAPOLIS, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PLANTE MORAN PLLC DENVER, Colorado, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE MORAN PLLC
PCAOB 166

Filing source

Form ADV 2127289 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-3022621843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Blair E. Richardson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1780 S. Bellaire Street, 8 Th Floor
Denver, CO, 80222