Form D · Hedge Fund

Boston Co. Microcap Portfolio

Grand Cayman, E9 · CIK 0001350471

Offering snapshot reported Mar 12, 2012 · SEC filing

Reported sold: $400M
Investors reported: 2
Minimum accepted: $50K
First sale: Oct 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 12, 2012	Amendment	$400,000,000	$0vs Mar 10, 2011	2	SEC filing
Mar 10, 2011	Amendment	$400,000,000	$0vs Mar 11, 2010	2	SEC filing
Mar 11, 2010	Amendment	$400,000,000	No comparison	2	SEC filing
Nov 16, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Jan 17, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-85324

No monies paid to date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MBSC Securities Corporation	231

Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE BOSTON COMPANY MICROCAP PORTFOLIO

Investment adviser: THE BOSTON COMPANY ASSET MANAGEMENT LLC

Gross asset value: $1.9M
Beneficial owners: 3
ADV minimum commitment: $3M

Reported in Form ADV on Apr 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN ISLANDS CAYMAN ISLANDS, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 709935 · Apr 1, 2013 · Schedule D 7.B.(1), fund 805-5872256766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen D. Ladner	Executive
The Boston Company Asset Mgmt., Llc The Boston Company Asset Mgmt., Llc	Executive
Charles Trafton	Executive
P. Hans Von Der Luft	Executive
Todd W. Wakefield	Executive
Walkers Spv Limited Walkers Spv Limited	Executive
Randall B. Watts, Jr.	Executive
B. Randall Watts, Jr.	Executive
Robert C. Zeuthen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Walkers Spv Limited Walker House, 87 Mary Street
Grand Cayman, E9, KY1-9002