Form D · Retailing
BORDERS GROUP INC
Ann Arbor, MI · CIK 0000940510
Offering snapshot reported May 21, 2010 · SEC filing
- Reported sold
- $25M Offering amount: $111M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 21, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2010 | Initial | $25,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $625K
- Finders' fees
- $0
- Form D file number
- 021-142422
Remaining amounts to be sold represents: (i) 35,100,000 shares underlying a Warrant, exercisable at $2.25 per share, which will only be issued if it approved by the Issuer's stockholders; (ii) 2,701,837 shares underlying a Warrant, [continued in Item 15]
[continued from Item 13] exercisable at $0.65 per share; and (iii) 8,542,399 shares underlying a Warrant, exercisable at $0.65 per share, which will only be issued if the Issuer's stockholders approve the warrant noted in (i) above.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Rothschild Inc. | 2910 |
Source: Form D, filed May 21, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael G. Archbold | Director |
| Mark R. Bierley | Executive |
| Paul J. Brown | Director |
| Thomas D. Carney | Executive |
| Michael J. Edwards | Executive |
| Ronald J. Floto | Director |
| James M. Frering | Executive |
| Michael Grossman | Director |
| David Scott Laverty | Executive |
| Bennett S. Le Bow | Director |
| Howard M. Lorber | Director |
| Dan Rose | Director |
| David Shelton | Director |
| Shereen Solaiman | Executive |
| Timothy V. Wolf | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
100 Phoenix Drive
Ann Arbor, MI, 48108
Ann Arbor, MI, 48108