Form D · Manufacturing
BORAL LTD /FI
Sydney, Nsw, C3 · CIK 0001113696
Offering snapshot reported Jul 28, 2010 · SEC filing
- Reported sold
- $22.4M Offering amount: $22.4M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 6, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2010 | Initial | $22,398,576 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-145561
NO EXPRESS FEES WERE DELIVERED TO U.S. BROKER-DEALERS. FEES OF UP TO 2.1% (BASED ON TOTAL SALES) WERE PAID TO NON-U.S. BROKER DEALERS.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS SECURITIES LLC | 7654 |
Source: Form D, filed Jul 28, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ross Batstone | Executive |
| Michael Beardsell | Executive |
| James Brian Clark | Director |
| Warren Davison | Executive |
| Eileen Joy Doyle | Director |
| Robert Lindsay Every | Director |
| Mike Kane | Executive |
| Richard Anthony Longes | Director |
| John Marlay | Director |
| Andrew Poulter | Executive |
| Paul Ashley Rayner | Director |
| Murray Read | Executive |
| Mark Wayne Selway | Director, Executive |
| Margaret Kay Taylor | Executive |
| Robin Town | Executive |
| Andrew Warburton | Executive |
| James Roland Williams | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
Level 39, Amp Centre 50 Bridge Street
Sydney, Nsw, C3, 2000
Sydney, Nsw, C3, 2000