Form D · Hedge Fund
BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD.
Grand Cayman, E9 · CIK 0001138174
Offering snapshot reported Mar 20, 2020 · SEC filing
- Reported sold
- $130M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Mar 1, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$129,880,000 → $130,380,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 20, 2020 | Amendment | $130,380,000 | $500,000vs Mar 21, 2019 | 12 | SEC filing |
| Mar 21, 2019 | Amendment | $129,880,000 | $10,800,000vs Mar 22, 2018 | 12 | SEC filing |
| Mar 22, 2018 | Amendment | $119,080,000 | $0vs Mar 22, 2017 | 9 | SEC filing |
| Mar 22, 2017 | Amendment | $119,080,000 | $6,280,000vs Mar 15, 2016 | 9 | SEC filing |
| Mar 15, 2016 | Amendment | $112,800,000 | $10,650,000vs Mar 13, 2015 | 8 | SEC filing |
| Mar 13, 2015 | Amendment | $102,150,000 | $1,200,000vs Mar 13, 2014 | 7 | SEC filing |
| Mar 13, 2014 | Amendment | $100,950,000 | $38,950,000vs Mar 18, 2013 | 6 | SEC filing |
| Mar 18, 2013 | Amendment | $62,000,000 | $7,000,000vs Mar 26, 2012 | 3 | SEC filing |
| Mar 26, 2012 | Amendment | $55,000,000 | $33,000,000vs Mar 15, 2011 | 3 | SEC filing |
| Mar 15, 2011 | Amendment | $22,000,000 | $0vs Mar 15, 2010 | 1 | SEC filing |
| Mar 15, 2010 | Amendment | $22,000,000 | $0vs Mar 17, 2009 | 1 | SEC filing |
| Mar 17, 2009 | Amendment | $22,000,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-53048
Source: Form D, filed Mar 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD.
Investment adviser: BOGLE INVESTMENT MANAGEMENT L P
- Gross asset value
- $314M
- Beneficial owners
- 9
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 25, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MORGAN STANLEY & CO INTL PLC
LEI 4PQUHN3JPFGFNF3BB653
MORGAN STANLEY & CO. LLC
SEC 8-15869
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 1395297 · Mar 25, 2020 · Schedule D 7.B.(1), fund 805-2064818360
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John C Bogle | Director, Promoter |
| John C Bogle, Jr. | Director, Promoter |
| Christopher Bowring | Director |
| Martin Byrne | Director |
| Mark Cook | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9003