Form D · Hedge Fund

Bocage Global Resources Offshore Fund

Grand Cayman, E9 · CIK 0001506672

Offering snapshot reported Jul 7, 2016 · SEC filing

Reported sold: $362M
Investors reported: 28
Minimum accepted: $1M
First sale: Jun 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$350,922,975 → $361,922,975
Reported investors27 → 28

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 7, 2016	Amendment	$361,922,975	$11,000,000vs Jul 10, 2015	28	SEC filing
Jul 10, 2015	Amendment	$350,922,975	$40,000,000vs Jul 21, 2014	27	SEC filing
Jul 21, 2014	Amendment	$310,922,975	$48,273,975vs Jul 22, 2013	27	SEC filing
Jul 22, 2013	Amendment	$262,649,000	$170,431,000vs Oct 19, 2012	25	SEC filing
Oct 19, 2012	Amendment	$92,218,000	$59,537,000vs Nov 10, 2011	19	SEC filing
Nov 10, 2011	Amendment	$32,681,000	No comparison	12	SEC filing
Dec 3, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $2.97M (estimated)
Form D file number: 021-151336

Redeemable Shares

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Gallatin Capital LLC	124738	Gallatin Capital LLC · CRD 124738

Source: Form D, filed Jul 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BOCAGE GLOBAL RESOURCES OFFSHORE FUND

Investment adviser: BOCAGE CAPITAL, LLC

Gross asset value: $109M
Beneficial owners: 25
ADV minimum commitment: $1M

Reported in Form ADV on Dec 10, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEWEDGE USA, LLC
SEC 8-47023

UBS SECURITIES LLC
SEC 8-22651

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 683985 · Dec 10, 2012 · Schedule D 7.B.(1), fund 805-9026044630

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ivana Faltysova	Director
Roger H. Hanson	Director
Wade Kenny	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Citco Fund Services 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205