Form D · Other Investment Fund

Alexander Series Trust - Clareant European Credit Opportunities Fund II

New York, NY · CIK 0001644831

Offering snapshot reported Jun 17, 2016 · SEC filing

Reported sold
$232M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 4, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$116M$232MJun 18, 2015: $130,000,000.00Jun 18, 2015Jun 17, 2016: $231,500,000.00Jun 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$130,000,000 → $231,500,000
  • Reported investors1 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2016Amendment$231,500,000$101,500,000vs Jun 18, 20157SEC filing
Jun 18, 2015Initial$130,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242103

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MBSC Securities Corporation231

Source: Form D, filed Jun 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven M. Anderson Executive
Richard T. Klingman Executive
N/A The Bank Of New York Mellon Promoter
John E. Thomas, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Bank Of New York Mellon 200 Park Avenue
New York, NY, 10166-0005