Form D · Private Equity Fund

BNY Mellon-Alcentra Mezzanine III, L.P.

New York, NY · CIK 0001493000

Offering snapshot reported Jun 9, 2011 · SEC filing

Reported sold: $131M
Investors reported: 69
Minimum accepted: $0
First sale: May 14, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$110,050,000 → $130,775,000
Reported investors42 → 69

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2011	Amendment	$130,775,000	$20,725,000vs Jun 9, 2010	69	SEC filing
Jun 9, 2010	Amendment	$110,050,000	$4,200,000vs May 27, 2010	42	SEC filing
May 27, 2010	Initial	$105,850,000	No comparison	31	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $496K (estimated)
Finders' fees: $0
Form D file number: 021-142674

limited partnership interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
BNY Mellon Wealth Management	None

Source: Form D, filed Jun 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BNY MELLON-ALCENTRA MEZZANINE III, L.P.

Investment adviser: BSP NY LLC

Gross asset value: $15.3M
Beneficial owners: 161
ADV minimum commitment: $250K

Reported in Form ADV on Jul 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1126560 · Jul 10, 2017 · Schedule D 7.B.(1), fund 805-1287608022

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Paul Echausse	Executive
Scott Gold	Executive
Justin Kaplan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 Park Avenue 7 Th Floor
New York, NY, 10166