Form D · Residential

Bluerock Special Opportunity & Income Fund II, LLC

New York, NY · CIK 0001476164

Offering snapshot reported Apr 3, 2013 · SEC filing

Reported sold
$55M
Offering amount: $55M
Investors reported
577
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jan 28, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.5M$55MNov 5, 2009Jul 12, 2010: $8,475,085.00Jul 12, 2010Apr 3, 2013: $55,000,000.00Apr 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,475,085 → $55,000,000
  • Reported investors136 → 577

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 3, 2013Amendment$55,000,000$46,524,915vs Jul 12, 2010577SEC filing
Jul 12, 2010Amendment$8,475,085No comparison136SEC filing
Nov 5, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$3.85M (estimated)
Finders' fees
$0
Form D file number
021-135888

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Independent Financial Group7717
Omni Brokerage16878
Ivan West4921015ARI FINANCIAL SERVICES, INC. · CRD 137608
Calton & Associates20999
J P Turner43177
Joel Fihn5093217Private Asset Group · CRD 142541
John Ferguson4947624Steven Falk & Associates · CRD 14297
Kevin Blair5140079CapWest Securities · CRD 30002
Michael Todd5592059CapWest Securities · CRD 30002
Page Potter3078634Sigma Financial · CRD 14303
Ray Kim4446196Private Asset Group · CRD 142541
Robert Tweed2339324CapWest Securities · CRD 30002
Stephen Rice2023704Lighthouse Capital · CRD 41812
Tom Velken1600404Sigma Financial · CRD 14303
Tracy Baggerly3195686American Independent Securities · CRD 135288
Edwin Suzuki4851317Newport Coast Securities · CRD 16944
Hugh Barndollar III3027317Newport Coast Securities · CRD 16944
Kenneth Finnell1184110Newport Coast Securities · CRD 16944
Gordon Yee2339698National Securities · CRD 7569
Pamela Harlan Wilson1337224National Securities · CRD 7569
Ferdinand Dosono2110497National Securities · CRD 7569
Joshua Ungerecht5183573Steven Faulk & Associates · CRD 14297
Kyle Jobin4915438Sigma Financial · CRD 14303
Tracy TurnerNoneLighthouse Capital · CRD 41812
Katherine Kirkpatrick4530467American Independent Securities Group · CRD 135288
David S. MartinNoneAmerican Independent Securities Group · CRD 135288
Berthel Fisher & Company13609
Mark UpchurchNoneBrookstone Securities Inc. · CRD 13366
Cambridge Legacy Securities103722
Stephen M. Rice2023704Colorado Financial Services Corp. · CRD 22734
Robert R. Tweed2339324Concorde Investment Services · CRD 151604
Daniel Luke4324353DFPG Investments Inc. · CRD 155576
Bruce Soltani4650376Girard Securities · CRD 18697
Mark Cline3206962Great Nation Investment Corp. · CRD 19981
Neldon L. Watson1791393Great Nation Investment Corp. · CRD 19981
Alex MartinezNoneMAM Securities · CRD 41140
Oak Tree Securities18126
Jeff Cederberg4557771Primex · CRD 29394
Michael Steinthal435071Primex · CRD 29394
Jack R. Halley2130728Sandlapper Securities · CRD 137906
Rena Morris4867589Sandlapper Securities · CRD 137906
Stephen Holt5900842Sandlapper Securities · CRD 137906
Randy W. Burke2702441Synergy Investment Group · CRD 46035
Roger D. Sidener867487Synergy Investment Group · CRD 46035
Julia Sawyer1199967Synergy Investment Group · CRD 46035
Matthew Grygar4161771The Helix Financial Group · CRD 147803
Titan Securities131392
John Schooler2368308WFP Securities · CRD 35098
Sammons Securities115368

Source: Form D, filed Apr 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patricia S. Anderson Executive
James G. Babb Iii Executive
X Br Soif Ii Manager Promoter
N/A N/A Br Soif Ii Manager Promoter
R. Ramin Kamfar Executive, Promoter
Michael L. Konig Executive
Bluerock Equity Llc Promoter
Jerold E Novacek Executive
Jerold E. Novack Executive
Jordan B. Ruddy Executive

Issuer details

Industry: Residential (See others in industry)

Address:
C/O Bluerock Real Estate, L.L.C. 70 East 55 Th Street, 9 Th Floor
New York, NY, 10022