Form D · Private Equity Fund

BlueMountain Summit Opportunities Fund II (US) L.P.

New York, NY · CIK 0001632056

Offering snapshot reported Aug 18, 2015 · SEC filing

Reported sold
$76.6M
Indefinite offering
Investors reported
68
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 16, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.3M$76.6MJan 30, 2015: $51,675,000.00Jan 30, 2015Aug 18, 2015: $76,600,000.00Aug 18, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,675,000 → $76,600,000
  • Reported investors24 → 68

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 18, 2015Amendment$76,600,000$24,925,000vs Jan 30, 201568SEC filing
Jan 30, 2015Initial$51,675,000No comparison24SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-233208
UBS is entitled to receive a quarterly fee based on investors first introduced to the Fund by UBS, as more fully set forth inthe offering materials.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Aug 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (US) L.P.

Investment adviser: SOUND POINT LUNA LLC

Gross asset value
$4.22M
Beneficial owners
95
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN CLEARING CORP.
SEC 8-43724

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1711884 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-2193772113

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Blue Mountain Capital Management Llc Executive
Blue Mountain Summut Opportunities Gp Ii, Llc Executive
Andrew Tomilson Feldstein Director, Executive
Alan Gerstein Director
Elizabeth Gile Director
Gary Linford Director
Mark Shapiro Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue 12 Th Floor East
New York, NY, 10017