Form D · Private Equity Fund

BlueMountain Summit Opportunities Fund II (Cayman) L.P.

New York, NY · CIK 0001632058

Offering snapshot reported Aug 18, 2015 · SEC filing

Reported sold
$24.9M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 16, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.5M$24.9MJan 30, 2015: $20,700,000.00Jan 30, 2015Aug 18, 2015: $24,940,500.00Aug 18, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,700,000 → $24,940,500
  • Reported investors5 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 18, 2015Amendment$24,940,500$4,240,500vs Jan 30, 201522SEC filing
Jan 30, 2015Initial$20,700,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-233210
Excludes sales to offshore investors
UBS is entitled to receive a quarterly fee based on investors first introduced to the Fund by UBS, as more fully set forth inthe offering materials.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Aug 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (CAYMAN) L.P.

Investment adviser: SOUND POINT LUNA LLC

Gross asset value
$34M
Beneficial owners
69
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1711884 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-6698660569

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Blue Mountain Capital Management Llc Executive
Blue Mountain Summut Opportunities Gp Ii, Llc Executive
Andrew Tomilson Feldstein Director, Executive
Alan Gerstein Director
Elizabeth Gile Director
Gary Linford Director
Mark Shapiro Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bluemountain Summit Opportunities Gp 280 Park Avenue, 12 Th Floor
New York, NY, 10017