Form D · Hedge Fund
BlueMountain CAIS CA Ltd.
New York, NY · CIK 0001598413
Offering snapshot reported Jul 15, 2019 · SEC filing
- Reported sold
- $13.8M Indefinite offering
- Investors reported
- 75 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$13,725,656 → $13,825,656
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2019 | Amendment | $13,825,656 | $100,000vs Jul 14, 2017 | 75 | SEC filing |
| Jul 16, 2018 | Amendment | $13,825,656 | $100,000vs Jul 14, 2017 | 75 | SEC filing |
| Jul 14, 2017 | Amendment | $13,725,656 | $3,575,545vs Jul 15, 2016 | 75 | SEC filing |
| Jul 15, 2016 | Amendment | $10,150,111 | $2,847,795vs Nov 30, 2015 | 71 | SEC filing |
| Nov 30, 2015 | Initial | $7,302,316 | No comparison | 65 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $938K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-252096
Excludes offshore investors
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CAIS Capital LLC | 154512 |
Source: Form D, filed Jul 15, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BLUEMOUNTAIN CAIS CA LTD.
Investment adviser: SOUND POINT LUNA LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1711884 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-4681843396
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Blue Mountain Capital Management, Llc | Executive |
| Paul Friedman | Director |
| Gary Linford | Director |
| David Rubenstein | Director |
| Stephen Siderow | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017