Form D · Hedge Fund

Blue Wave Global Investors, LP

Blue Bell, PA · CIK 0001722093

Offering snapshot reported Nov 27, 2019 · SEC filing

Reported sold
$12.2M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.08M$12.2MDec 1, 2017: $9,800,000.00Dec 1, 2017Nov 30, 2018: $12,050,000.00Nov 30, 2018Nov 27, 2019: $12,150,000.00Nov 27, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,050,000 → $12,150,000
  • Reported investors14 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2019Amendment$12,150,000$100,000vs Nov 30, 201815SEC filing
Nov 30, 2018Amendment$12,050,000$2,250,000vs Dec 1, 201714SEC filing
Dec 1, 2017Initial$9,800,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-299909

Source: Form D, filed Nov 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLUE WAVE GLOBAL INVESTORS, LP

Investment adviser: PERSIMMON CAPITAL MANAGEMENT LP

Gross asset value
$14.1M
Beneficial owners
14
ADV minimum commitment
$500K

Reported in Form ADV on Jul 16, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP PHILADELPHIA, Pennsylvania, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No
Marketer PALLADIUM CAPITAL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

INTERACTIVE BROKERS LLC
SEC 8-47257

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

PALLADIUM CAPITAL ADVISORS, LLC
CRD 129400 · SEC 8-66223

Filing source

Form ADV 1334882 · Jul 16, 2019 · Schedule D 7.B.(1), fund 805-1281530162

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur J. Holly Executive
Gregory S. Horn Executive
Persimmon Gp Ii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Persimmon Gp Ii, Llc 1777 Sentry Pkwy West, Veva 14, Ste.102
Blue Bell, PA, 19422