Form D · Hedge Fund

BLUE ROCK EMERGING MANAGER FUND, L.P.

Wayzata, MN · CIK 0001428831

Offering snapshot reported Feb 19, 2013 · SEC filing

Reported sold: $18.5M
Investors reported: 3
Minimum accepted: $1M
First sale: Feb 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$28,579,249 → $18,549,317
Reported investors4 → 3
Minimum accepted$0 → $1,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 19, 2013	Amendment	$18,549,317	-$10,029,932vs Feb 16, 2012	3	SEC filing
Feb 16, 2012	Amendment	$28,579,249	-$2,588,598vs Mar 15, 2010	4	SEC filing
Mar 15, 2010	Amendment	$31,167,847	No comparison	4	SEC filing
Feb 28, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-115422

Limited Partnership Interests

Source: Form D, filed Feb 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLUE ROCK EMERGING MANAGER FUND, L.P.

Investment adviser: BLUE ROCK ADVISORS INC

Gross asset value: $18.5M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Aug 12, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JD CLARK & COMPANY (ALTERNATIVE INVESTMENTS DIVISION OF UMB FUND SERVICES) OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP MINNEAPOLIS, Minnesota, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Marketer BLUE ROCK GLOBAL PARTNERS, INC. WAYZATA, Minnesota, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BLUE ROCK GLOBAL PARTNERS, INC.
CRD 136259 · SEC 8-66993

Filing source

Form ADV 751231 · Aug 12, 2013 · Schedule D 7.B.(1), fund 805-8348752331

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Blue Rock Advisors, Llc	Executive
Robert W. Fullerton	Executive
Mark F. Steen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Blue Rock Advisors Inc 445 East Lake Street, Suite 120
Wayzata, MN, 55391