Form D · Other Investment Fund

Parafi Private Opportunities LLC - Series C

San Francisco, CA · CIK 0001765770

Offering snapshot reported Apr 12, 2019 · SEC filing

Reported sold: $4.45M
Investors reported: 18
Minimum accepted: $0
First sale: Jan 31, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2019	Amendment	$4,450,000	No comparison	18	SEC filing
Jan 28, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-331493

Source: Form D, filed Apr 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARAFI PRIVATE OPPORTUNITIES LLC - SERIES C

Investment adviser: PARAFI CAPITAL LP

Gross asset value: $0
Beneficial owners: 14
ADV minimum commitment: $25K

Reported in Form ADV on Feb 3, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT FUND SERVICES, INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian PACIFIC WESTERN BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer RAINMAKER SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RICHEY, MAY & CO., LLP
PCAOB 673

CARTA SECURITIES, LLC
SEC 8-69701

PACIFIC WESTERN BANK
LEI 549300A7DTSCJLJ33451

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Filing source

Form ADV 1702668 · Feb 3, 2023 · Schedule D 7.B.(1), fund 805-1031460525

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Blocktree Capital Llc	Executive
Benjamin Forman	Executive
N/A Para Fi Capital Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 California Street, Floor 11
San Francisco, CA, 94108