Form D · REITS and Finance

Block 5A Holding LLC

San Francisco, CA · CIK 0001895676

Offering snapshot reported Nov 29, 2021 · SEC filing

Reported sold
$375K
Offering amount: $375K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Nov 12, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2021Initial$375,000No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$18.8K
Finders' fees
$0
Form D file number
Not reported
5% of total amount sold

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Charles Mathes5980160H & L Equities, LLC · CRD 113794

Source: Form D, filed Nov 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Drew Dowsett Executive
Walter Ingram Director
Gregory Johnson Director
Charles Malet Director
James Pierre Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
C/O Shorenstein Properties Llc 235 Montgomery Street, 16th Floor
San Francisco, CA, 94104