Form D · Other Investment Fund

BlackRock Appreciation Fund IV (ERISA), Ltd.

Seattle, WA · CIK 0001478205

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$158M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$79M$158MDec 14, 2009: $20,000,000.00Dec 14, 2009Dec 17, 2010: $37,000,000.00Dec 8, 2011: $149,000,000.00Dec 10, 2012: $152,650,000.00Dec 10, 2013: $154,650,000.00Dec 10, 2014: $157,287,879.00Oct 15, 2015: $158,087,879.00May 13, 2016: $158,087,879.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$158,087,879$0vs Oct 15, 20157SEC filing
Oct 15, 2015Amendment$158,087,879$800,000vs Dec 10, 20147SEC filing
Dec 10, 2014Amendment$157,287,879$2,637,879vs Dec 10, 20136SEC filing
Dec 10, 2013Amendment$154,650,000$2,000,000vs Dec 10, 20125SEC filing
Dec 10, 2012Amendment$152,650,000$3,650,000vs Dec 8, 20115SEC filing
Dec 8, 2011Amendment$149,000,000$112,000,000vs Dec 17, 20104SEC filing
Dec 17, 2010Amendment$37,000,000$17,000,000vs Dec 14, 20092SEC filing
Dec 14, 2009Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$45.5K
Finders' fees
$0
Form D file number
021-136877
This is a continuous offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

Adviser links for this issuer

These links apply to the issuer record and have not been matched to the fundraising shown above.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Black Rock Financial Management, Inc. Executive, Promoter
Karla Bodden Director
Robert S. Ellsworth Jr. Director
Dennis Hunter Director
Bryan J. Smith Director
Darren Stainrod Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street 56 Th Floor
Seattle, WA, 98101
Phone: (206) 613-6700