Form D · Hedge Fund

Black Diamond Thematic Ltd.

Camana Bay, Grand Cayman, E9 · CIK 0001543417

Offering snapshot reported Oct 1, 2019 · SEC filing

Reported sold
$99.4M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$71.6M$143MMar 1, 2012: $13,800,000.00Mar 1, 2012Mar 14, 2013: $29,550,000.00Mar 14, 2014: $69,400,000.00Mar 13, 2015: $126,784,500.00Mar 11, 2016: $129,286,740.00Mar 10, 2017: $143,286,740.00Mar 9, 2018: $92,886,740.00Mar 8, 2019: $99,383,639.00Oct 1, 2019: $99,383,639.00Oct 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 1, 2019Amendment$99,383,639$0vs Mar 8, 201928SEC filing
Mar 8, 2019Amendment$99,383,639$6,496,899vs Mar 9, 201828SEC filing
Mar 9, 2018Amendment$92,886,740-$50,400,000vs Mar 10, 201727SEC filing
Mar 10, 2017Amendment$143,286,740$14,000,000vs Mar 11, 201628SEC filing
Mar 11, 2016Amendment$129,286,740$2,502,240vs Mar 13, 201528SEC filing
Mar 13, 2015Amendment$126,784,500$57,384,500vs Mar 14, 201426SEC filing
Mar 14, 2014Amendment$69,400,000$39,850,000vs Mar 14, 201315SEC filing
Mar 14, 2013Amendment$29,550,000$15,750,000vs Mar 1, 20128SEC filing
Mar 1, 2012Initial$13,800,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$259K
Finders' fees
$0
Form D file number
021-174174

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sendero Securities, LLC146627

Source: Form D, filed Oct 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLACK DIAMOND THEMATIC LTD.

Investment adviser: CARLSON CAPITAL, L.P.

Gross asset value
$54K
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Feb 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. ROANOKE, Virginia, United States Related to adviser: No
Marketer BASTIONS PARTNERS OFFICE SA GENEVA, Switzerland Related to adviser: No
Marketer SENDERO SECURITIES, LLC SAN ANTONIO, Texas, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE
PCAOB 1096

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SENDERO SECURITIES, LLC
CRD 146627 · SEC 8-67834

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1496502 · Feb 22, 2021 · Schedule D 7.B.(1), fund 805-2118136890

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Keith Anderson Director
Jane Buchan Director
Nancy P. Carlson Director
Clint D. Carlson Director
N/A Carlson Capital, L.P. Executive
Louis Frederic De Pyffer Director
Richard Douglas Director
Harlan Korenvaes Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Fund Services (Cayman) Limited 89 Nexus Way, P.O. Box 31106
Camana Bay, Grand Cayman, E9, KY1-1205