Form D · Hedge Fund
Black Diamond Thematic, L.P.
Dallas, TX · CIK 0001534911
Offering snapshot reported Oct 1, 2019 · SEC filing
- Reported sold
- $586M Indefinite offering
- Investors reported
- 149 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$582,686,223 → $585,504,563
- Reported investors147 → 149
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 1, 2019 | Amendment | $585,504,563 | $2,818,340vs Nov 9, 2018 | 149 | SEC filing |
| Nov 9, 2018 | Amendment | $582,686,223 | $9,106,076vs Nov 9, 2017 | 147 | SEC filing |
| Nov 9, 2018 | Initial | $582,686,223 | No comparison | 147 | SEC filing |
| Nov 9, 2017 | Amendment | $573,580,147 | $12,719,842vs Nov 10, 2016 | 140 | SEC filing |
| Nov 10, 2016 | Amendment | $560,860,305 | $65,750,000vs Nov 13, 2015 | 125 | SEC filing |
| Nov 13, 2015 | Amendment | $495,110,305 | $151,410,305vs Nov 14, 2014 | 119 | SEC filing |
| Nov 14, 2014 | Amendment | $343,700,000 | $103,365,000vs Nov 15, 2013 | 83 | SEC filing |
| Nov 15, 2013 | Amendment | $240,335,000 | $173,060,000vs Nov 15, 2012 | 79 | SEC filing |
| Nov 15, 2012 | Amendment | $67,275,000 | $65,250,000vs Nov 15, 2011 | 34 | SEC filing |
| Nov 15, 2011 | Initial | $2,025,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $189K
- Finders' fees
- $0
- Form D file number
- 021-168744
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sendero Securities, LLC | 146627 |
Source: Form D, filed Oct 1, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BLACK DIAMOND THEMATIC, L.P.
Investment adviser: CARLSON CAPITAL, L.P.
- Gross asset value
- $61.5K
- Beneficial owners
- 7
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
SENDERO SECURITIES, LLC
CRD 146627 · SEC 8-67834
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
Filing source
Form ADV 1496502 · Feb 22, 2021 · Schedule D 7.B.(1), fund 805-2072308515
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lynne Alpar | Executive |
| Clint D. Carlson | Executive |
| Nancy P. Carlson | Executive |
| N/A Carlson Capital Gp L.P. | Executive |
| N/A Carlson Capital Gp, L.P. | Executive |
| N/A Carlson Capital, L.P. | Executive |
| Nestor Dominguez | Executive |
| Jesse L. Ho | Executive |
| John L. Mc Carthy | Executive |
| Michael L. Watson | Executive |
| Michael D. Weinberg | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dallas, TX, 75201