Form D · Hedge Fund

BLACK DIAMOND OC OFFSHORE FUND LTD.

Grand Cayman, E9 · CIK 0001447191

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold
$385M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$192M$385MOct 2, 2008Mar 12, 2010: $134,050,000.00Mar 12, 2010Mar 15, 2011: $237,980,000.00Mar 15, 2011Mar 15, 2012: $314,270,000.00Mar 15, 2012Jan 28, 2013: $384,696,000.00Jan 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$314,270,000 → $384,696,000
  • Reported investors20 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2013Amendment$384,696,000$70,426,000vs Mar 15, 201221SEC filing
Mar 15, 2012Amendment$314,270,000$76,290,000vs Mar 15, 201120SEC filing
Mar 15, 2011Amendment$237,980,000$103,930,000vs Mar 12, 201023SEC filing
Mar 12, 2010Amendment$134,050,000No comparison22SEC filing
Oct 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-123209
No commission was paid by the Issuer.

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLACK DIAMOND OC OFFSHORE FUND LTD.

Investment adviser: CARLSON CAPITAL, L.P.

Gross asset value
$57.3M
Beneficial owners
19
ADV minimum commitment
$1M

Reported in Form ADV on Mar 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE GEORGE TOWN, Cayman Islands
Custodian JP MORGAN CHASE NEW YORK CITY, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 886242 · Mar 5, 2015 · Schedule D 7.B.(1), fund 805-2122744964

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Barlow Director
Jane Buchan Director
Nancy Carlson Director
Clint D. Carlson Director
Louis Frederic De Pfyffer Director
Richard Douglas Director
Chris Haga Director
Leslie Mac Donald Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Fund Services (Cayman Islands) 89 Nexus Way, Camana Bay, P.O. Box 31106
Grand Cayman, E9, KY1-1205