Form D · Hedge Fund
Black Diamond Mortgage Opportunity II, L.P.
Dallas, TX · CIK 0001476194
Offering snapshot reported Apr 14, 2017 · SEC filing
- Reported sold
- $115M Indefinite offering
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2017 | Amendment | $114,855,000 | $0vs Apr 14, 2016 | 54 | SEC filing |
| Apr 14, 2016 | Amendment | $114,855,000 | $680,000vs Apr 14, 2015 | 54 | SEC filing |
| Apr 14, 2015 | Amendment | $114,175,000 | $2,780,000vs Apr 15, 2014 | 51 | SEC filing |
| Apr 15, 2014 | Amendment | $111,395,000 | $14,750,000vs Apr 15, 2013 | 47 | SEC filing |
| Apr 15, 2013 | Amendment | $96,645,000 | $6,560,000vs Apr 13, 2012 | 43 | SEC filing |
| Apr 13, 2012 | Amendment | $90,085,000 | $55,835,000vs Oct 20, 2011 | 40 | SEC filing |
| Oct 20, 2011 | Amendment | $34,250,000 | $12,650,000vs Oct 21, 2010 | 17 | SEC filing |
| Oct 21, 2010 | Amendment | $21,600,000 | $3,450,000vs Nov 5, 2009 | 6 | SEC filing |
| Nov 5, 2009 | Initial | $18,150,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-135887
No commission was paid by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sendero Securities, LLC | 146627 |
Source: Form D, filed Apr 14, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BLACK DIAMOND MORTGAGE OPPORTUNITY II, L.P.
Investment adviser: CARLSON CAPITAL, L.P.
- Gross asset value
- $930
- Beneficial owners
- 9
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 20, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
Filing source
Form ADV 1278249 · Feb 20, 2019 · Schedule D 7.B.(1), fund 805-7480399821
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lynne B. Alpar | Executive |
| Clint D. Carlson | Executive |
| Nancy P. Carlson | Executive |
| N/A Carlson Capital Gp, L.P. | Executive |
| N/A Carlson Capital, L.P. | Executive |
| Nestor Dominguez | Executive |
| Jesse L. Ho | Executive |
| Ron Hulme | Executive |
| Jason Karp | Executive |
| John L. Mc Carthy | Executive |
| Michael L. Watson | Executive |
| Michael D. Weinberg | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dallas, TX, 75201