Form D · Hedge Fund

Black Diamond Energy L/S Ltd.

Camana Bay, Grand Cayman, E9 · CIK 0001631873

Offering snapshot reported Feb 17, 2017 · SEC filing

Reported sold: $62.6M
Investors reported: 13
Minimum accepted: $1M
First sale: Feb 2, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$38,600,000 → $62,550,000
Reported investors9 → 13

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 17, 2017	Amendment	$62,550,000	$23,950,000vs Feb 19, 2016	13	SEC filing
Feb 19, 2016	Amendment	$38,600,000	$37,600,000vs Feb 19, 2015	9	SEC filing
Feb 19, 2015	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $226K
Finders' fees: $0
Form D file number: 021-234320

Clarification under Item 11: Minimum initial subscription is $1,000,000. The Investment Advisor may in its sole discretion accept investments of a lesser amount.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sendero Securities, LLC	146627
Ajax Limited	None

Source: Form D, filed Feb 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BLACK DIAMOND ENERGY L/S LTD.

Investment adviser: CARLSON CAPITAL, L.P.

Gross asset value: $74.9K
Beneficial owners: 27
ADV minimum commitment: $1M

Reported in Form ADV on Aug 3, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE GEORGE TOWN, Cayman Islands

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. ROANOKE, Virginia, United States Related to adviser: No

Marketer AJAX LTD GENEVA, Switzerland Related to adviser: No

Marketer SENDERO SECURITIES, LLC SAN ANTONIO, Texas, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SENDERO SECURITIES, LLC
CRD 146627 · SEC 8-67834

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1131542 · Aug 3, 2017 · Schedule D 7.B.(1), fund 805-6084588698

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Keith Anderson	Director
Jane Buchan	Director
Clint D. Carlson	Director
Nancy P. Carlson	Director
N/A Carlson Capital, L.P.	Promoter
Louis Frederic De Pfyffer	Director
Richard E. Douglas	Director
Harlan B Korenvaes	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Services (Cayman Islands) Ltd 89 Nexus Way, P.O. Box 31106
Camana Bay, Grand Cayman, E9, KY1-1205