Form D · Hedge Fund

BJC Healthcare ERISA Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001539669

Offering snapshot reported Mar 6, 2012 · SEC filing

Reported sold: $30M
Investors reported: 1
Minimum accepted: $1M
First sale: Nov 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2012	Amendment	$30,000,000	$0vs Jan 13, 2012	1	SEC filing
Jan 13, 2012	Initial	$30,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $20.7K (estimated)
Finders' fees: $0
Form D file number: 021-171882

The Sponsor pays up to 50% of its advisory fee and 75% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
AVM, L.P.	16710
James River Securities Corp.	38477

Source: Form D, filed Mar 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BJC HEALTHCARE ERISA FUND LTD.

Investment adviser: III CAPITAL MANAGEMENT

Gross asset value: $60.3M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADMIRAL ADMINISTRATION LLC GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Marketer AVM, L.P. BOCA RATON, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AVM, L.P.
CRD 16710 · SEC 8-35136

Filing source

Form ADV 635536 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-4691264126

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin M. Brandt	Director, Executive
David Bree	Director
John G. Cieslowki	Executive
John Cieslowski	Executive
Lester Coyle	Executive
Francis Feeney	Executive
Garth Friesen	Executive
Robert Hart	Executive
N/A Iii Offshore Advisors	Promoter
N/A James River Capital Corp.	Promoter
Deep Kumar	Executive
Bill Mc Cauley	Executive
William P. Mc Cauley	Executive
Laura Mc Grath	Director
Warren B. Mosler	Executive
Robert Printz	Executive
Michael Reger	Executive
Paul H. Saunders	Director, Executive
Greg Schuler	Director
Sanjiv Sharma	Executive
Clifford Viner	Executive
Canover Watson	Director
Scott Wyler	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Admiral Administration Ltd Admiral Financial Center, 90 Fort St.
George Town, Grand Cayman, E9, KY1-1208