Form D · Hedge Fund

Birchwald Partners LP

Cleveland, OH · CIK 0001572708

Offering snapshot reported Jan 26, 2018 · SEC filing

Reported sold: $64M
Investors reported: 17
Minimum accepted: $0
First sale: Dec 13, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$500,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 26, 2018	Amendment	$63,973,611	$0vs Jan 26, 2017	17	SEC filing
Jan 26, 2017	Amendment	$63,973,611	$0vs Jan 26, 2016	17	SEC filing
Jan 26, 2016	Amendment	$63,973,611	$23,315,278vs Jan 26, 2015	17	SEC filing
Jan 26, 2015	Amendment	$40,658,333	$0vs Oct 7, 2014	7	SEC filing
Oct 7, 2014	Amendment	$40,658,333	$36,391,666vs Mar 20, 2014	7	SEC filing
Mar 20, 2014	Amendment	$4,266,667	No comparison	2	SEC filing
Mar 25, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-193866

The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CORONADO INVESTMENTS, LLC	111992
HAMILTON MILLER INVESTMENTS, LLC	41896

Source: Form D, filed Jan 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BIRCHWALD PARTNERS LP

Investment adviser: ANCORA ADVISORS LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Mar 20, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

JEFFERIES LLC
SEC 8-15074

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1282123 · Mar 20, 2019 · Schedule D 7.B.(1), fund 805-1926864372

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ancora Advisors Llc	Executive, Promoter
Ancora Advisors, Llc	Executive, Promoter
Richard Barone	Executive
Brian Hopkins	Executive
Ryan Hummer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ancora Advisors, Llc 6060 Parkland Boulevard, Suite 200
Cleveland, OH, 44124