Form D · Private Equity Fund
Birch Hill Equity Partners (US) IV, LP
Toronto, A6 · CIK 0001477516
Offering snapshot reported Feb 8, 2011 · SEC filing
- Reported sold
- $1.04B Offering amount: $1.1B
- Investors reported
- 73 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 11, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$695,121,492 → $1,041,643,781
- Reported investors52 → 73
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2011 | Amendment | $1,041,643,781 | $346,522,289vs Aug 18, 2010 | 73 | SEC filing |
| Aug 18, 2010 | Amendment | $695,121,492 | $322,097,982vs Nov 25, 2009 | 52 | SEC filing |
| Nov 25, 2009 | Initial | $373,023,510 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1M
- Finders' fees
- $0
- Form D file number
- 021-136431
$563,910,431 USD of the Total Amount Sold was issued in the United States. The fundraising period for Birch Hill Equity Partners (US) IV, LP expired on January 31, 2011. As the fundraising period has ended, no remaining amounts are intended to be sold.
As of December 21, 2010, the engagement letter with Shannon Advisors was terminated as a result of Birch Hill's cessation of marketing activities. These commissions have been paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shannon Advisors LLC | 150305 | Brian Timothy O'Gara · CRD 2640600 |
Source: Form D, filed Feb 8, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| , Issuer's General Partner Birch Hill Equity Partners Management Inc. | Executive |
| Stephen J. Dent | Director, Executive, Promoter |
| Lori A.E. Evans | Executive |
| Paul R. Henry | Executive |
| Matthew Kunica | Executive |
| William A. Lambert | Executive |
| John T. Loh | Executive |
| John B. Mac Intyre | Director, Executive, Promoter |
| Michael R. Mazan | Executive |
| Irfhan Rawji | Executive |
| Bryan Rocco | Executive |
| Michael J. Salamon | Executive |
| David G. Samuel | Executive, Promoter |
| Pierre J. Schuurmans | Executive |
| William C. Stevens | Executive |
| Thecla E. Sweeney | Executive, Promoter |
| Joseph P. Wiley | Director, Executive, Promoter |
| Peter Zissis | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Toronto, A6, M5K 1A1