Form D · Other Health Care
BIOWAVE CORP
Norwalk, CT · CIK 0001144161
Offering snapshot reported Dec 6, 2019 · SEC filing
- Reported sold
- $1.33M Offering amount: $4.5M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 7, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,000,000 → $1,329,449
- Reported investors1 → 3
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 6, 2019 | Amendment | $1,329,449 | $329,449vs Dec 7, 2018 | 3 | SEC filing |
| Dec 7, 2018 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Jan 29, 2016 | Initial | $749,429 | No comparison | 1 | SEC filing |
| Aug 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 30, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-327446
Additional shares of Series E Convertible Preferred Stock will be sold from time to time.
Source: Form D, filed Dec 6, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Adler | Director |
| David Kratovil | Director, Executive |
| Bruce Lev | Director |
| Lance Lundberg | Director |
| L. Charles (Duke) Meythaler | Director |
| Bradford Siff | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
16 Knight St
Norwalk, CT, 06851
Norwalk, CT, 06851