Form D · Other Health Care

BIOWAVE CORP

Norwalk, CT · CIK 0001144161

Offering snapshot reported Dec 6, 2019 · SEC filing

Reported sold
$1.33M
Offering amount: $4.5M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 7, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$665K$1.33MDec 7, 2018: $1,000,000.00Dec 7, 2018Dec 6, 2019: $1,329,449.00Dec 6, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $1,329,449
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 6, 2019Amendment$1,329,449$329,449vs Dec 7, 20183SEC filing
Dec 7, 2018Initial$1,000,000No comparison1SEC filing
Jan 29, 2016Initial$749,429No comparison1SEC filing
Aug 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing
May 30, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-327446
Additional shares of Series E Convertible Preferred Stock will be sold from time to time.

Source: Form D, filed Dec 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Adler Director
David Kratovil Director, Executive
Bruce Lev Director
Lance Lundberg Director
L. Charles (Duke) Meythaler Director
Bradford Siff Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
16 Knight St
Norwalk, CT, 06851