Form D · Other Health Care
BIOLASE, INC
Lake Forest, CA · CIK 0000811240
Offering snapshot reported Dec 20, 2023 · SEC filing
- Reported sold
- $2.73M Offering amount: $2.73M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 6, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 20, 2023 | Initial | $2,732,914 | No comparison | 1 | SEC filing |
| Jun 12, 2020 | Initial | $6,912,000 | No comparison | 9 | SEC filing |
| Nov 5, 2019 | Initial | $3,999,987 | No comparison | 4 | SEC filing |
| Jul 11, 2011 | Initial | $9,024,004 | No comparison | 7 | SEC filing |
| Feb 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $96K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-500273
The Issuer issued securities in a registered direct offering for gross proceeds of approximately $1.36 million and in a concurrent private placement issued warrants to purchase an aggregate of 2,221,880 shares of common stock
Common Warrants and Shares of Common Stock Underlying the Common Warrants
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Dec 20, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexander K Arrow | Director |
| John R. Beaver | Director, Executive |
| Jennifer Bright | Executive |
| Michael C. Di Tolla | Director |
| Frederick D Furry | Executive |
| Richard B. Lanman | Director |
| Richard B. Lanman, M.D. | Director |
| Gregory E Lichtwardt | Director |
| Jonathan Lord | Director |
| Jonathan T. Lord, M.D. | Director |
| Norman J Nemoy | Director |
| Todd A. Norbe | Director, Executive |
| Kathleen T. O'loughlin | Director |
| Federico Pignatelli | Director, Executive |
| Jess Roper | Director |
| Garrett Sato | Director |
| Martha Somerman | Director |
| Carol Gomez Summerhays | Director |
| Elaine C. Wagner | Director |
| Elaine C. Wagner, D.D.S. | Director |
| Kenneth P. Yale | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
27042 Town Centre Drive Suite 270
Lake Forest, CA, 92610
Lake Forest, CA, 92610