Form D · Biotechnology
BioCardia, Inc.
San Carlos, CA · CIK 0000925741
Offering snapshot reported Jan 7, 2019 · SEC filing
- Reported sold
- $4M Offering amount: $4M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 24, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 7, 2019 | Initial | $4,000,000 | No comparison | 3 | SEC filing |
| Nov 4, 2016 | Initial | $35,873,625 | No comparison | 192 | SEC filing |
| Dec 16, 2009 | Initial | $6,215,250 | No comparison | 74 | SEC filing |
| Oct 13, 2009 | Initial | $3,041,260 | No comparison | 43 | SEC filing |
| Sep 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $200K
- Finders' fees
- $0
- Form D file number
- 021-329834
Fee paid as part of an exclusivity provision
Source: Form D, filed Jan 7, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard T. Allen | Executive |
| Peter Altman | Director, Executive |
| Andrew Brooks | Director, Executive |
| Eric Duckers | Executive |
| Fernando L. Fernandez | Director |
| Richard Krasno | Director |
| Mikhail Kvitnitsky | Director, Executive |
| Joseph Loggia | Director |
| David Mcclung | Executive |
| David Mc Clung | Executive |
| Thomas Morgan | Director |
| Jay M. Moyes | Director |
| Phil Pesta | Executive |
| Richard C. Pfenniger | Director |
| Richard C. Pfenniger, Jr | Director |
| Thomas Quertermous | Director |
| Ronald Richards | Director |
| Derrick Romine | Executive |
| Steven Rubin | Director |
| Simon Stertzer | Director |
| Allan R. Tessler | Director |
| Subbarao Uppaluri | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
125 Shoreway Road Suite B
San Carlos, CA, 94070
San Carlos, CA, 94070