Form D · Other Investment Fund
BID III Note Issuer L.P.
Grand Cayman, E9 · CIK 0001940363
Offering snapshot reported Nov 16, 2022 · SEC filing
- Reported sold
- $1.1B Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 8, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 16, 2022 | Amendment | $1,101,973,000 | No comparison | 14 | SEC filing |
| Aug 5, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.5M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Amount disclosed in 13 and number of investors disclosed in 14 reflects sales exempt from registration under Reg D and/or other available exemptions
The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Regulation D and/or other available exemptions and includes amounts paid to Brookfield affiliates
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisers LLC | 151423 | Brookfield Private Advisers LLC · CRD 151423 |
| Brookfield Private Capital (UK) Limited | None | Brookfield Private Capital (UK) Limited |
| Brookfield Singapore Pte. Ltd | None | Brookfield Singapore Pte. Ltd |
| Brookfield Advisors (Hong Kong) Ltd | None | Brookfield Advisors (Hong Kong) Ltd |
| Brookfield Investment Management (Canada) Inc. | None | Brookfield Investment Management (Canada) Inc. |
| Mirae Asset Securities Co., Ltd. | None | Mirae Asset Securities Co., Ltd. |
| SK Securities Co. Ltd. | None | SK Securities Co. Ltd. |
| Brookfield Oaktree Wealth Solutions LLC | 313390 | Brookfield Oaktree Wealth Solutions LLC · CRD 313390 |
| Brookfield Capital Securities Ltd. | None | Brookfield Capital Securities Ltd. |
Source: Form D, filed Nov 16, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Lundin | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maplesfs Limited Queensgate House
Grand Cayman, E9, KY1-1102
Grand Cayman, E9, KY1-1102