Form D · Other Investment Fund

BGA Horizon Fund, LLC - RJK Series

Boston, MA · CIK 0001662685

Offering snapshot reported Aug 11, 2016 · SEC filing

Reported sold: $16.1M
Investors reported: 21
Minimum accepted: $0
First sale: Dec 29, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,905,000 → $16,060,000
Reported investors18 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 11, 2016	Amendment	$16,060,000	$9,155,000vs Jan 11, 2016	21	SEC filing
Jan 11, 2016	Initial	$6,905,000	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-254848

Source: Form D, filed Aug 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC - RJK SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value: $15.7M
Beneficial owners: 22
ADV minimum commitment: $0

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Filing source

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-4535636476

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Battery Global Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 Marina Park Dr Ste 1150
Boston, MA, 02210